Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (19 Apr 2012 to 30 Sep 2015)
- CF30 Customer (19 Apr 2012 to 30 Sep 2015)
- CF11 Money Laundering Reporting (10 Jun 2005 to 31 Mar 2006)
- CF1 Director (6 Feb 2004 to 30 Sep 2015)
- CF3 Chief Executive (6 Feb 2004 to 30 Sep 2015)
- CF8 Apportionment and Oversight (6 Feb 2004 to 31 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.