Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 2 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 27 Nov 2018)
    • Responsibility for MCD Intermediation (since 27 Nov 2018)
    • CF1 Director (AR) (2 Sep 2019 to 22 Jan 2025)
    • CF10 Compliance Oversight (27 Nov 2018 to 8 Dec 2019)
    • CF1 Director (27 Jan 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.