Terri Lynn Duhon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rathbones Investment Management Limited
FRN 116316
- SMF10 Chair of the Risk Committee (since 30 Nov 2018)
Morgan Stanley & Co. International Plc
FRN 165935
- SMF10 Chair of the Risk Committee (since 20 Sep 2017)
Morgan Stanley Bank International Limited
FRN 195430
- SMF10 Chair of the Risk Committee (since 20 Sep 2017)
Morgan Stanley Investment Management Limited (no longer approved here)
FRN 121920
- SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Jan 2025)
- CF2 Non Executive Director (10 Jan 2018 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.