Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pioneer Point Partners LLP
FRN 487230
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 23 Jan 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Feb 2020)
- CF10 Compliance Oversight (19 Nov 2009 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 Nov 2009 to 8 Dec 2019)
- CF30 Customer (1 Jul 2009 to 8 Dec 2019)
- CF4 Partner (1 Jul 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.