Teri Ann Baker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Union Bancaire Privee, UBP SA
FRN 147562
- [FCA CF] Client dealing (since 3 Sep 2025)
- [FCA CF] Material risk taker (since 3 Sep 2025)
Ashmore Investment Management Limited (no longer approved here)
FRN 185402
- [FCA CF] Client dealing (1 Jun 2021 to 3 Jun 2025)
Ashmore Investment Advisors Limited (no longer approved here)
FRN 611412
- [FCA CF] Client dealing (1 Jun 2021 to 3 Jun 2025)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- [FCA CF] Manager of certification employee (7 Sep 2016 to 28 May 2021)
- [FCA CF] Client dealing (7 Sep 2016 to 28 May 2021)
- CF30 Customer (2 Jan 2015 to 6 Mar 2016)
Morgan Stanley Bank International Limited (no longer approved here)
FRN 195430
- [FCA CF] Client dealing (7 Sep 2016 to 28 May 2021)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 28 May 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.