Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (10 Dec 2019 to 16 Jan 2023)
    • [FCA CF] Client dealing (10 Dec 2019 to 16 Jan 2023)
    • CF1 Director (AR) (9 Nov 2012 to 11 Oct 2021)
    • CF30 Customer (29 Jun 2012 to 4 Jan 2023)
  • Halcyon Wealth Management Ltd (no longer approved here)

    FRN 590482

    • (1)Employed By (6 Nov 2012 to 4 Jan 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Mar 2012 to 18 Jun 2012)
  • Prism Financial Advice Limited (no longer approved here)

    FRN 426165

    • CF11 Money Laundering Reporting (20 Sep 2010 to 6 Mar 2012)
    • CF30 Customer (1 Nov 2007 to 6 May 2010)
    • CF22 Investment Adviser (Trainee) (3 Sep 2007 to 31 Oct 2007)
  • TM Consultancy (no longer approved here)

    FRN 472296

    • Employed By (3 Sep 2007 to 4 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

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