Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (10 Dec 2019 to 16 Jan 2023)
- [FCA CF] Client dealing (10 Dec 2019 to 16 Jan 2023)
- CF1 Director (AR) (9 Nov 2012 to 11 Oct 2021)
- CF30 Customer (29 Jun 2012 to 4 Jan 2023)
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- (1)Employed By (6 Nov 2012 to 4 Jan 2023)
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- CF30 Customer (1 Mar 2012 to 18 Jun 2012)
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- CF11 Money Laundering Reporting (20 Sep 2010 to 6 Mar 2012)
- CF30 Customer (1 Nov 2007 to 6 May 2010)
- CF22 Investment Adviser (Trainee) (3 Sep 2007 to 31 Oct 2007)
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- Employed By (3 Sep 2007 to 4 Jan 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.