Terence Martin-Young

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (1 Sep 2022 to 16 Nov 2023)
    • CF30 Customer (4 Aug 2022 to 16 Nov 2023)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (324)Employed By (4 Aug 2022 to 16 Nov 2023)
  • Business & Personal Investment Limited (no longer approved here)

    FRN 425865

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Sep 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Aug 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Sep 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Aug 2020)
    • CF10 Compliance Oversight (26 Feb 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Feb 2015 to 8 Dec 2019)
    • CF30 Customer (17 Jul 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.