Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (28 Oct 2016 to 12 Oct 2022)
- [FCA CF] Client dealing (28 Oct 2016 to 21 Jan 2025)
- CF30 Customer (4 Nov 2009 to 6 Mar 2016)
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- CF30 Customer (2 Jun 2008 to 26 Dec 2008)
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- CF30 Customer (2 Jun 2008 to 26 Dec 2008)
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- CF29 Significant management (1 Nov 2007 to 31 Jul 2008)
- CF30 Customer (1 Nov 2007 to 26 Dec 2008)
- CF17 Significant Mgt (Other Business Operations) (24 May 2007 to 31 Oct 2007)
- CF21 Investment Adviser (12 Mar 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.