Terence James Rogers

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 19 Jul 2017)
  • Wayne Hall

    FRN 623644

    • (1)Employed By (since 19 Jul 2017)
  • Carter Lane Financial Management Ltd (no longer approved here)

    FRN 970618

    • Employed By (24 Feb 2022 to 30 Jun 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (10 Aug 2010 to 11 Jun 2013)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Sep 2009 to 2 Jun 2010)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (10 May 2006 to 27 Oct 2006)
    • CF22 Investment Adviser (Trainee) (24 Dec 2004 to 10 May 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (11 Feb 2003 to 26 Nov 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.