Terence Edwin Walter Walls

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

knightsbridge Financial Solutions Ltd (no longer approved here)
FRN 209711
- (6)Employed By (8 Feb 2002 to 30 Oct 2008)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF1 Director (AR) (1 Dec 2001 to 30 Oct 2008)
- CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2005)
- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Mar 2003)
TW Asset Management (no longer approved here)
FRN 151916
- (1)Employed By (1 Oct 1998 to 2 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.