Terence Andrew Upham

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WPA Healthcare Practice Plc
FRN 757721
- CF1 Director (AR) (since 16 Sep 2017)
TAU Advisory Limited
FRN 631810
- (1)Employed By (since 10 Sep 2014)
Western Provident Association Limited (no longer approved here)
FRN 202608
- CF1 Director (AR) (10 Sep 2014 to 15 Jan 2018)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.