Terence Alexander Baxter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Morses Club Limited (no longer approved here)
FRN 707379
- SMF10 Chair of the Risk Committee (9 Mar 2023 to 17 Nov 2023)
Target Servicing Limited (no longer approved here)
FRN 454569
- SMF3 Executive Director (9 Dec 2019 to 30 Oct 2020)
- Responsibility for MCD Intermediation (28 Sep 2017 to 30 Oct 2020)
- CF10 Compliance Oversight (19 May 2014 to 9 Aug 2017)
- CF1 Director (19 May 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 May 2014 to 9 Aug 2017)
Elderbridge Limited (no longer approved here)
FRN 719437
- SMF3 Executive Director (9 Dec 2019 to 30 Oct 2020)
- Responsibility for MCD Intermediation (28 Sep 2017 to 30 Oct 2020)
- CF10 Compliance Oversight (19 May 2016 to 9 Aug 2017)
- CF11 Money Laundering Reporting (19 May 2016 to 9 Aug 2017)
- CF1 Director (19 May 2016 to 8 Dec 2019)
Computershare Investor Services Plc (no longer approved here)
FRN 188534
- CF10 Compliance Oversight (9 Sep 2004 to 15 Dec 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.