Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 2 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Oct 2023)
    • [FCA CF] Material risk taker (since 2 Oct 2023)
  • Rooftop Mortgages Limited (no longer approved here)

    FRN 303059

    • SMF16 Compliance Oversight (5 Sep 2022 to 8 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Sep 2022 to 8 Sep 2023)
  • BCMGlobal Mortgage Services Limited (no longer approved here)

    FRN 306235

    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Sep 2022 to 8 Sep 2023)
    • SMF16 Compliance Oversight (5 Sep 2022 to 8 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.