Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (3)Employed By (since 30 Jun 2021)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF30 Customer (since 30 Jun 2021)
    • Appointed representative dealing with clients for which they require qualification (since 10 Sep 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (26 Apr 2017 to 27 May 2020)
    • CF30 Customer (26 Apr 2017 to 27 May 2020)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (26 Apr 2017 to 27 May 2020)

Recent activity

Updates to this individual's record on the FCA register.

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