Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Material risk taker (9 May 2017 to 1 Jun 2021)
- [FCA CF] Manager of certification employee (2 Dec 2016 to 1 Jun 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Jun 2021)
- CF30 Customer (3 Oct 2011 to 6 Mar 2016)
-
- [FCA CF] Material risk taker (9 May 2017 to 1 Jun 2021)
- [FCA CF] Manager of certification employee (2 Dec 2016 to 1 Jun 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Jun 2021)
- CF30 Customer (3 Oct 2011 to 6 Mar 2016)
-
- CF30 Customer (1 Nov 2007 to 1 Jul 2011)
- CF21 Investment Adviser (22 Mar 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 Sep 2005 to 21 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.