Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Investor Services Trust
FRN 435052
- [FCA CF] Manager of certification employee (since 24 Aug 2017)
- [FCA CF] Client dealing (since 7 Mar 2017)
- [FCA CF] Manager of certification employee (7 Mar 2017 to 14 Feb 2020)
- CF30 Customer (27 Jan 2015 to 6 Mar 2016)
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- CF29 Significant management (9 May 2013 to 7 Jan 2015)
- CF30 Customer (9 May 2013 to 7 Jan 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.