Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 24 Aug 2017)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 14 Feb 2020)
    • CF30 Customer (27 Jan 2015 to 6 Mar 2016)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • CF29 Significant management (9 May 2013 to 7 Jan 2015)
    • CF30 Customer (9 May 2013 to 7 Jan 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.