Taylor Jones

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kingswood Financial Advisors

    FRN 455859

    • SMF27 Partner (since 23 Feb 2022)
    • CF30 Customer (9 Apr 2018 to 2 Jan 2019)
  • TAYLORED FINANCIAL PLANNING LTD

    FRN 740030

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 Nov 2020)
    • [FCA CF] Client dealing (since 5 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 26 Nov 2019)
    • CF1 Director (26 Nov 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.