Taylor James Thomas Beavis

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Universe Financial Advice Ltd

    FRN 913719

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 3 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Aug 2020)
    • SMF3 Executive Director (since 3 Aug 2020)
    • [FCA CF] Client dealing (since 3 Aug 2020)
    • Responsible for Insurance Distribution (since 3 Aug 2020)
    • SMF16 Compliance Oversight (since 3 Aug 2020)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • CF1 Director (AR) (12 Jun 2019 to 31 Jul 2020)
    • CF30 Customer (7 Nov 2018 to 31 Jul 2020)
  • Universe Financial Advice Ltd (no longer approved here)

    FRN 843187

    • Employed By (12 Jun 2019 to 31 Jul 2020)

Recent activity

Updates to this individual's record on the FCA register.

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