Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CHESNARA LIFE (UK) LIMITED (no longer approved here)

    FRN 133435

    • [FCA CF] Manager of certification employee (4 Mar 2025 to 24 Mar 2025)
    • SMF7 Group Entity Senior Manager (1 Nov 2019 to 30 Apr 2020)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Manager of certification employee (13 Nov 2023 to 10 Jan 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (19 Sep 2022 to 31 Jul 2025)
    • [PRA CF] Managing a material risk taker (16 Sep 2022 to 21 Mar 2025)
    • Responsibility for MCD Intermediation (12 Nov 2021 to 31 Aug 2022)
    • Responsible for Insurance Distribution (12 Nov 2021 to 31 Aug 2022)
    • [FCA CF] Manager of certification employee (9 Oct 2020 to 12 Nov 2021)
    • [PRA CF] Significant risk taker or Material risk taker (8 Jul 2020 to 12 Nov 2021)
    • SMF18 Other Overall Responsibility (13 Aug 2018 to 30 Apr 2020)
    • Responsible for Insurance Mediation (13 Aug 2018 to 30 Sep 2018)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Manager of certification employee (19 Sep 2022 to 8 Nov 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (19 Sep 2022 to 16 May 2025)
    • [PRA CF] Managing a material risk taker (16 Sep 2022 to 21 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (8 Jul 2020 to 12 Nov 2021)
    • [FCA CF] Significant management (1 Jul 2018 to 9 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

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