Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIL Wealth Management Limited (no longer approved here)

    FRN 464968

    • [FCA CF] Client dealing (27 Sep 2023 to 3 Jul 2025)
    • [FCA CF] Functions requiring qualifications (27 Sep 2023 to 3 Jul 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (18 Feb 2020 to 4 May 2023)
    • Appointed representative dealing with clients for which they require qualification (10 Jan 2020 to 4 May 2023)
    • CF30 Customer (13 Nov 2019 to 4 May 2023)
  • Bateson Asset Management Limited (no longer approved here)

    FRN 747038

    • CF30 Customer (16 Nov 2016 to 22 Aug 2017)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (15 Oct 2008 to 27 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.