Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SEILERN INVESTMENT MANAGEMENT LTD.
FRN 144827
- [FCA CF] Client dealing (since 4 Jan 2021)
- SMF1 Chief Executive (since 5 Oct 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Significant management (4 Jan 2021 to 12 Feb 2024)
- [FCA CF] Manager of certification employee (4 Jan 2021 to 12 Feb 2024)
- [FCA CF] Material risk taker (4 Jan 2021 to 19 Jan 2024)
- CF1 Director (1 Jul 2015 to 8 Dec 2019)
- CF30 Customer (11 Feb 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.