Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 8 Oct 2024)
- CF30 Customer (since 8 Oct 2024)
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Quilter Financial Advisers Ltd
FRN 452529
- (238)Employed By (since 8 Oct 2024)
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- Employed By (28 May 2024 to 20 Jun 2024)
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- CF30 Customer (11 Mar 2024 to 20 Jun 2024)
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- Appointed representative dealing with clients for which they require qualification (10 Jan 2022 to 28 May 2024)
- CF30 Customer (20 Dec 2021 to 28 May 2024)
Recent activity
Updates to this individual's record on the FCA register.
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