Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 21 Oct 2024)
    • [FCA CF] Significant management (29 Dec 2020 to 21 Oct 2024)
    • CF2 Non Executive Director (20 Nov 2017 to 8 Dec 2019)
    • CF1 Director (28 Dec 2016 to 20 Nov 2017)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (15 May 2014 to 8 Dec 2019)
    • CF4 Partner (15 May 2014 to 8 Dec 2019)
  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Aug 2022)
    • CF2 Non Executive Director (8 Feb 2018 to 8 Dec 2019)
  • JBR Capital Limited (no longer approved here)

    FRN 682493

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Sep 2024)
    • CF2 Non Executive Director (10 Aug 2015 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 14 May 2008)
    • CF21 Investment Adviser (15 Oct 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.