Tarnjit Kaur Assi

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Intelligent Financial Advisory Ltd

    FRN 669729

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Dec 2018 to 8 Dec 2019)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Aug 2022)
    • CF30 Customer (31 Oct 2018 to 10 Aug 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Jul 2011 to 6 Mar 2016)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (27 Oct 2009 to 1 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.