Tariq Osman Gondal

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rothschild & Co Wealth Management UK Limited
FRN 218613
- [FCA CF] Manager of certification employee (since 31 Jan 2024)
- [FCA CF] Client dealing (since 31 Dec 2020)
- CF30 Customer (16 Sep 2019 to 8 Dec 2019)
Stonehage Fleming Investment Management Limited (no longer approved here)
FRN 194382
- CF30 Customer (13 Jun 2017 to 22 Feb 2019)
Equiniti Financial Services Limited (no longer approved here)
FRN 468631
- CF30 Customer (23 Apr 2015 to 31 Mar 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.