Tariq Mirza

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CHARLES CAMERON AND ASSOCIATES LIMITED (no longer approved here)
FRN 722890
- [FCA CF] Functions requiring qualifications (1 Feb 2021 to 24 Feb 2022)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF21 Investment Adviser (19 Jan 2004 to 1 Jun 2005)
- CF22 Investment Adviser (Trainee) (25 Sep 2003 to 19 Jan 2004)
Alexander Hall Associates Limited (no longer approved here)
FRN 154485
- CF21 Investment Adviser (1 Dec 2001 to 24 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.