Tarek Mooro

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Heptagon Capital LLP

    FRN 403304

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Mar 2022)
    • CF10 Compliance Oversight (11 Feb 2009 to 23 Apr 2009)
    • CF11 Money Laundering Reporting (11 Feb 2009 to 23 Apr 2009)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (28 Jul 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (28 Jul 2005 to 31 Oct 2007)
    • CF3 Chief Executive (28 Jul 2005 to 8 Dec 2019)
    • CF27 Investment Management (28 Jul 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (28 Jul 2005 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 19 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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