Tanzil Dosani

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TRAMONTANA ASSET MANAGEMENT LIMITED
FRN 684385
- [FCA CF] Client dealing (since 1 Feb 2023)
Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- CF30 Customer (19 Sep 2014 to 7 Nov 2018)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (1 Nov 2007 to 29 Oct 2010)
- CF21 Investment Adviser (11 Jan 2007 to 31 Oct 2007)
Standard Chartered Bank (no longer approved here)
FRN 114276
- CF21 Investment Adviser (19 Jun 2006 to 5 Jan 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.