Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 12 Mar 2019)
- CF30 Customer (since 12 Mar 2019)
-
IQ&Co Limited
FRN 789823
- (7)Employed By (since 12 Mar 2019)
- (6)Employed By (3 Oct 2017 to 21 Feb 2019)
-
- CF1 Director (AR) (3 Oct 2017 to 21 Feb 2019)
- CF30 Customer (8 Jan 2014 to 21 Feb 2019)
- CF4 Partner (AR) (12 Sep 2008 to 24 Jul 2018)
-
- CF7 Sole Trader (AR) (31 Oct 2004 to 6 Dec 2005)
-
- CF7 Sole Trader (AR) (31 Oct 2004 to 20 Apr 2006)
-
- CF1 Director (AR) (31 Oct 2004 to 13 Apr 2006)
-
- Employed By (31 Oct 2004 to 6 Dec 2005)
-
- (2)Employed By (31 Oct 2004 to 21 Feb 2019)
-
- (10)Employed By (1 Oct 1998 to 16 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (10)Employed By at The Mortgage Shop (NI) Ltd