Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Dec 2020)
    • CF1 Director (AR) (since 6 Nov 2020)
    • CF30 Customer (since 6 Nov 2020)
    • [FCA CF] Client dealing (6 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (6 Oct 2014 to 8 Dec 2019)
    • (1)Employed By (since 6 Nov 2020)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (23 Sep 2013 to 23 Sep 2013)
  • ARW Wealth Managers Ltd (no longer approved here)

    FRN 208314

    • (6)Employed By (23 Sep 2013 to 23 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

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