Tanya Louise Laing

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 4 May 2020)
    • CF30 Customer (since 9 Apr 2020)
    • CF4 Partner (AR) (since 8 Apr 2020)
  • Gibson Laing Wealth Management

    FRN 760558

    • (2)Employed By (since 8 Apr 2020)
  • Caxton Associates LLP (no longer approved here)

    FRN 504390

    • CF30 Customer (16 Nov 2016 to 20 Sep 2017)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (16 Dec 2015 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (23 Jun 2010 to 18 Jun 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (26 Nov 2008 to 12 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.