Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Client dealing (since 7 Jan 2025)
- [FCA CF] Manager of certification employee (since 7 Jan 2025)
- CF30 Customer (12 Dec 2013 to 23 Apr 2015)
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- [FCA CF] Manager of certification employee (8 Sep 2020 to 2 Sep 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 2 Sep 2024)
- CF30 Customer (13 Jul 2015 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (8 Sep 2020 to 2 Sep 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 2 Sep 2024)
- CF30 Customer (13 Jul 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.