Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Jan 2025)
    • [FCA CF] Manager of certification employee (since 7 Jan 2025)
    • CF30 Customer (12 Dec 2013 to 23 Apr 2015)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (8 Sep 2020 to 2 Sep 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 2 Sep 2024)
    • CF30 Customer (13 Jul 2015 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (8 Sep 2020 to 2 Sep 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 2 Sep 2024)
    • CF30 Customer (13 Jul 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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