Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 8 Apr 2022)
    • [FCA CF] Client dealing (since 30 Nov 2020)
    • CF21 Investment Adviser (1 Dec 2001 to 29 May 2005)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (14 Feb 2018 to 18 Jan 2019)
    • CF30 Customer (1 Nov 2007 to 1 May 2014)
    • CF21 Investment Adviser (4 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.