Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 11 Oct 2024)
- CF30 Customer (since 7 Oct 2024)
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Cotswold Financial Solutions Ltd
FRN 1018958
- Employed By (since 7 Oct 2024)
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- CF30 Customer (15 Dec 2014 to 8 Jan 2019)
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- (3)Employed By (8 Dec 2014 to 8 Jan 2019)
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- CF30 Customer (2 Apr 2013 to 25 Apr 2014)
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- (500)Employed By (2 Apr 2013 to 25 Apr 2014)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (11 Jul 2005 to 23 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.