Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 11 Oct 2024)
    • CF30 Customer (since 7 Oct 2024)
    • Employed By (since 7 Oct 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (15 Dec 2014 to 8 Jan 2019)
  • Downton and Ali Associates (no longer approved here)

    FRN 215021

    • (3)Employed By (8 Dec 2014 to 8 Jan 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (2 Apr 2013 to 25 Apr 2014)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (500)Employed By (2 Apr 2013 to 25 Apr 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jul 2005 to 23 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.