Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Algorithmic trading (7 Jan 2021 to 13 Aug 2024)
    • [FCA CF] Manager of certification employee (7 Nov 2016 to 22 Nov 2022)
    • [FCA CF] Client dealing (7 Nov 2016 to 13 Aug 2024)
    • CF30 Customer (16 Jun 2009 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Algorithmic trading (7 Jan 2021 to 13 Aug 2024)
    • [FCA CF] Client dealing (7 Nov 2016 to 13 Aug 2024)
    • [FCA CF] Manager of certification employee (7 Nov 2016 to 22 Nov 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF26 Customer Trading (1 Dec 2001 to 28 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.