Tanvir Phull

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Manager of certification employee (since 10 Oct 2022)
    • [FCA CF] Material risk taker (since 11 Aug 2017)
    • [FCA CF] Client dealing (since 23 Feb 2017)
    • [FCA CF] Manager of certification employee (23 Feb 2017 to 17 Apr 2020)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Manager of certification employee (since 10 Oct 2022)
    • [FCA CF] Material risk taker (since 11 Aug 2017)
    • [FCA CF] Client dealing (since 7 Sep 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (2 Jun 2008 to 30 Dec 2009)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 21 Apr 2015)
    • CF21 Investment Adviser (7 Mar 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 21 Apr 2015)
    • CF21 Investment Adviser (7 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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