Tanveer Paul Singh Sareen

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 2 Dec 2022)
    • Appointed representative dealing with clients for which they require qualification (since 14 Feb 2022)
    • CF30 Customer (since 11 Nov 2021)
    • CF1 Director (AR) (11 Nov 2021 to 19 Jan 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Jan 2021)
  • TDS Financial Ltd

    FRN 956896

    • (2)Employed By (since 2 Dec 2022)
    • (1)Employed By (11 Nov 2021 to 8 Feb 2022)
  • Specialist Trust Solutions LLP (no longer approved here)

    FRN 401684

    • (43)Employed By (8 Feb 2022 to 3 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at TDS Financial Ltd

  2. controlled function added: (1)Employed By at TDS Financial Ltd

  3. controlled function added: (2)Employed By at TDS Financial Ltd