Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Chartered Bank
FRN 114276
- [FCA CF] Client dealing (since 24 Apr 2023)
- [FCA CF] Manager of certification employee (since 28 Jan 2022)
- [FCA CF] Material risk taker (since 11 Jan 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 11 Jan 2022)
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- [FCA CF] Client dealing (29 Jun 2018 to 27 Mar 2019)
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- [FCA CF] Client dealing (7 Mar 2016 to 27 Mar 2019)
- CF30 Customer (13 Aug 2014 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 27 Mar 2019)
- CF30 Customer (13 Aug 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.