Tangwena Nelson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC

    FRN 119278

    • [FCA CF] Client dealing (since 19 Jul 2024)
    • [FCA CF] Manager of certification employee (since 19 Jul 2024)
    • [FCA CF] Material risk taker (since 19 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 19 Jul 2024)
  • Bank of Scotland plc

    FRN 169628

    • [FCA CF] Client dealing (since 19 Jul 2024)
    • [FCA CF] Manager of certification employee (since 19 Jul 2024)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • [FCA CF] Client dealing (13 Dec 2021 to 26 Jun 2024)
    • [FCA CF] Manager of certification employee (13 Dec 2021 to 26 Jun 2024)
  • Enterprise Investment Partners LLP (no longer approved here)

    FRN 604439

    • CF30 Customer (3 Oct 2016 to 19 Jan 2017)
  • Homestrings Ltd (no longer approved here)

    FRN 581986

    • Employed By (30 Nov 2015 to 19 Jan 2017)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 21 Nov 2013)
    • CF21 Investment Adviser (12 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.