Tamsin Duncan Ralph

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RIA Capital Markets Limited (no longer approved here)

    FRN 219706

    • CF2 Non Executive Director (2 Mar 2004 to 5 May 2005)
    • CF10 Compliance Oversight (22 Jul 2003 to 22 Jul 2003)
    • CF11 Money Laundering Reporting (22 Jul 2003 to 22 Jul 2003)
    • CF1 Director (4 Feb 2003 to 2 Mar 2004)
    • CF13 Finance (4 Feb 2003 to 4 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.