Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oak Private Wealth Ltd
FRN 968529
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jun 2022)
- SMF3 Executive Director (since 30 Jun 2022)
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- SMF24 Chief Operations (9 Dec 2019 to 31 Jul 2020)
- SMF3 Executive Director (9 Dec 2019 to 31 Jul 2020)
- CF1 Director (17 Apr 2018 to 8 Dec 2019)
- CF1 Director (AR) (24 Mar 2017 to 31 Jul 2020)
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- (7)Employed By (24 Mar 2017 to 31 Jul 2020)
Recent activity
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