Tammy Lake

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Axebrook Capital LLP
FRN 952096
- [FCA CF] Client dealing (since 1 Feb 2022)
- SMF16 Compliance Oversight (since 10 Nov 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Nov 2021)
- SMF27 Partner (since 10 Nov 2021)
Zebedee Capital Partners LLP (no longer approved here)
FRN 467032
- [FCA CF] Client dealing (9 Dec 2019 to 29 May 2020)
- CF30 Customer (27 Apr 2015 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.