Tammy Elizabeth Hall

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LGT Wealth Management US Limited (no longer approved here)
FRN 585547
- [FCA CF] Manager of certification employee (19 Aug 2021 to 17 Nov 2025)
- [FCA CF] Client dealing (1 Feb 2020 to 17 Nov 2025)
- [FCA CF] Functions requiring qualifications (1 Feb 2020 to 17 Nov 2025)
- CF30 Customer (11 Apr 2019 to 8 Dec 2019)
LGT Wealth Management Limited (no longer approved here)
FRN 466684
- CF30 Customer (26 Sep 2013 to 29 Mar 2019)
Newton Investment Management Limited (no longer approved here)
FRN 119331
- CF30 Customer (18 Aug 2011 to 28 Sep 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.