Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 26 Feb 2021)
    • CF30 Customer (since 4 Feb 2021)
    • CF4 Partner (AR) (since 4 Feb 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
    • CF30 Customer (19 Jun 2018 to 8 Dec 2019)
    • (3)Employed By (since 4 Feb 2021)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (4 Mar 2013 to 28 Oct 2014)
    • CF21 Investment Adviser (8 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jun 2003 to 8 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.