Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 26 Feb 2021)
- CF30 Customer (since 4 Feb 2021)
- CF4 Partner (AR) (since 4 Feb 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
- CF30 Customer (19 Jun 2018 to 8 Dec 2019)
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Salmon Financial Planning
FRN 942753
- (3)Employed By (since 4 Feb 2021)
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- CF30 Customer (4 Mar 2013 to 28 Oct 2014)
- CF21 Investment Adviser (8 May 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Jun 2003 to 8 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.