Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Nov 2021)
    • [FCA CF] Client dealing (since 24 Nov 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (2 Nov 2020 to 30 Nov 2021)
    • CF30 Customer (16 Oct 2012 to 28 Dec 2012)
  • Camargue Wealth Limited (no longer approved here)

    FRN 749215

    • Employed By (14 Oct 2020 to 30 Nov 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (5 Oct 2020 to 30 Nov 2021)
  • Camargue Chambers LLP (no longer approved here)

    FRN 565230

    • Employed By (5 Oct 2020 to 30 Nov 2021)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (48)Employed By (16 Oct 2012 to 28 Dec 2012)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (19 Apr 2010 to 31 Aug 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 18 Jan 2010)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.