Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 24 Nov 2021)
- [FCA CF] Client dealing (since 24 Nov 2021)
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- Appointed representative dealing with clients for which they require qualification (2 Nov 2020 to 30 Nov 2021)
- CF30 Customer (16 Oct 2012 to 28 Dec 2012)
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- Employed By (14 Oct 2020 to 30 Nov 2021)
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- CF30 Customer (5 Oct 2020 to 30 Nov 2021)
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- Employed By (5 Oct 2020 to 30 Nov 2021)
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- (48)Employed By (16 Oct 2012 to 28 Dec 2012)
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- CF30 Customer (19 Apr 2010 to 31 Aug 2012)
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- CF30 Customer (1 Nov 2007 to 18 Jan 2010)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.