Tamarae Lopez

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Client dealing (since 21 Aug 2023)
JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Client dealing (since 21 Aug 2023)
JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Client dealing (since 21 Aug 2023)
Wellington Management International Limited (no longer approved here)
FRN 208573
- [FCA CF] Client dealing (21 Feb 2022 to 13 Jun 2023)
Goldman Sachs Asset Management International (no longer approved here)
FRN 147212
- [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2021)
- CF30 Customer (3 Dec 2018 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.