Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 16 Oct 2024)
    • [FCA CF] Client dealing (since 6 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 6 Jun 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (6 Oct 2022 to 30 Apr 2023)
    • [FCA CF] Client dealing (15 Dec 2021 to 30 Apr 2023)
    • [FCA CF] Functions requiring qualifications (15 Dec 2021 to 30 Apr 2023)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (6 Oct 2022 to 30 Apr 2023)
    • [FCA CF] Client dealing (15 Dec 2021 to 30 Apr 2023)
    • [FCA CF] Functions requiring qualifications (15 Dec 2021 to 30 Apr 2023)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (22 Dec 2016 to 15 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

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