Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Oct 2023 to 7 Feb 2026)
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- [FCA CF] Client dealing (9 Oct 2023 to 7 Feb 2026)
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- [FCA CF] Material risk taker (1 Jan 2021 to 31 Dec 2022)
- [FCA CF] Manager of certification employee (1 Jan 2021 to 31 Dec 2022)
- [FCA CF] Client dealing (1 Jan 2021 to 31 Dec 2022)
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- [FCA CF] Manager of certification employee (5 Oct 2020 to 31 Dec 2022)
- [FCA CF] Material risk taker (5 Oct 2020 to 31 Dec 2022)
- [FCA CF] Client dealing (5 Oct 2020 to 31 Dec 2022)
- CF30 Customer (10 Aug 2018 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 12 Feb 2018)
- CF27 Investment Management (9 Jul 2002 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 12 Feb 2018)
- CF27 Investment Management (9 Jul 2002 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 20 Dec 2009)
- CF27 Investment Management (9 Jul 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.