Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MAKOR SECURITIES LONDON LTD
FRN 625054
- CF1 Director (AR) (since 16 Jun 2023)
- CF30 Customer (since 16 Jun 2023)
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Zeal & Partners Limited
FRN 997555
- Employed By (since 16 Jun 2023)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Feb 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 4 Feb 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 4 Feb 2022)
- CF30 Customer (9 Apr 2019 to 8 Dec 2019)
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- [FCA CF] Client dealing (7 Mar 2016 to 31 Jan 2019)
- CF30 Customer (11 Apr 2013 to 6 Mar 2016)
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- CF30 Customer (21 Mar 2013 to 6 Mar 2016)
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- CF22 Investment Adviser (Trainee) (19 Oct 2004 to 15 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.