Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Significant management (11 Apr 2023 to 30 May 2025)
    • [FCA CF] Client dealing (27 May 2021 to 30 May 2025)
    • [FCA CF] Manager of certification employee (27 May 2021 to 30 May 2025)
    • [FCA CF] Material risk taker (27 May 2021 to 30 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (27 May 2021 to 30 May 2025)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Significant management (11 Apr 2023 to 30 May 2025)
    • [FCA CF] Material risk taker (14 Apr 2022 to 30 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (14 Apr 2022 to 30 May 2025)
    • [FCA CF] Manager of certification employee (27 May 2021 to 30 May 2025)
    • [FCA CF] Client dealing (27 May 2021 to 30 May 2025)

Recent activity

Updates to this individual's record on the FCA register.

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